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Self-regulatory organization
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151	Appendices - FY 2016 Congressional Justification Report Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-02 15:48:05 Business Self-regulatory organizations United States corporate law Auditing U.S. Securities and Exchange Commission Securities Exchange Act International Organization of Securities Commissions Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Commission of New Zealand United States securities law Finance Financial regulation
152	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 2, 2015 Admin. Proc. File No[removed] Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-02-02 16:48:17 Financial regulation Financial system Business Financial Industry Regulatory Authority OTC Bulletin Board U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Self-regulatory organization United States securities law 73rd United States Congress United States Securities and Exchange Commission
153	Outline of the Organization of FINMAC Financial Instruments Mediation Assistance Center (abbreviation: FINMAC) is an organization that accepts consultations and complaints regarding troubles related to transactions of fi Add to Reading List Source URL: www.finmac.or.jp Language: English - Date: 2014-02-22 10:06:55 Keio University Daiwa Securities Group Self-regulatory organizations Prefectures of Japan Primary dealers Dispute resolution Mediation
154	October 25, 2011 Via Electronic Mail: [removed] Elizabeth M. Murphy Secretary Add to Reading List Source URL: www.managedfunds.org Language: English Stock market Financial services Financial regulation Corporate crime U.S. Securities and Exchange Commission Trading halt Hedge fund Self-regulatory organization Commodity Futures Trading Commission Financial economics Investment Finance
155	Self-regulation in the financial sector – the Swiss experience Add to Reading List Source URL: www.finma.ch Language: English - Date: 2008-12-29 02:53:06 Economy of Switzerland Public administration Financial regulation Regulation Swiss Financial Market Supervisory Authority Regulatory agency Banking in Switzerland Self-regulatory organization Regulatory compliance Government Administrative law Switzerland
156	STEP/SATC 2011 Report The future of the trust industry in Switzerland Add to Reading List Source URL: www.step.org Language: English - Date: 2013-08-12 05:34:03 Solicitors Common law Inheritance Trust law Self-regulatory organization Hague Trust Convention Society of Trust and Estate Practitioners Law Civil law Equity
157	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. S7[removed]December 31, 2014 Joint Industry Plan; Notice of Filing of Amendment No. 34 to the Joint Self-Regulatory Organization Plan Governing the Collec Add to Reading List Source URL: www.utpplan.com Language: English - Date: 2015-02-04 15:32:00 Financial economics United States Securities Exchange Act NASDAQ Financial Industry Regulatory Authority Chicago Stock Exchange U.S. Securities and Exchange Commission OMX International Securities Exchange Self-regulatory organizations United States securities law Economy of the United States
158	JOINT SELF-REGULATORY ORGANIZATION PLAN GOVERNING THE COLLECTION, CONSOLIDATION AND DISSEMINATION OF QUOTATION AND TRANSACTION INFORMATION FOR NASDAQ-LISTED SECURITIES TRADED ON EXCHANGES ON AN UNLISTED TRADING PRIVILEGE Add to Reading List Source URL: www.utpplan.com Language: English - Date: 2011-08-09 14:10:33 Investment Finance Stock market Financial markets United States Securities and Exchange Commission Securities Exchange Act Consolidated Tape Association Chicago Stock Exchange Financial Industry Regulatory Authority Self-regulatory organizations Financial economics United States securities law
159	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. S7[removed]September 26, 2014 Joint Industry Plan; Notice of Filing of Amendment No. 32 to the Joint Self-Regulatory Organization Plan Governing the Colle Add to Reading List Source URL: www.utpplan.com Language: English - Date: 2014-10-02 15:26:38 Chicago Stock Exchange NASDAQ Securities Exchange Act Direct Edge Unanimity Financial Industry Regulatory Authority Philadelphia Stock Exchange International Securities Exchange Stock market Self-regulatory organizations Economy of the United States United States securities law
160	Notice of Filing of Amendment No. 30 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded o Add to Reading List Source URL: www.utpplan.com Language: English - Date: 2014-10-02 15:26:38 United States Securities and Exchange Commission United States Financial economics 73rd United States Congress Securities Exchange Act NASDAQ Chicago Stock Exchange Direct Edge OMX Self-regulatory organizations Economy of the United States United States securities law

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